AML Scenario Gap Finder
Typology group

PEPs, private banking and correspondents

The customers the rules single out for enhanced measures: politically exposed persons, correspondent and nested relationships, private banking, money services businesses and charities.

The typologies

6
Typology and a scenario that places thereChannelsBSA
Politically exposed personsPEP account activity above profileCSH WDM WINBSA BSA-AML-15 · BSA BSA-CDD-4
Correspondent and nested activityCorrespondent account: nested bank activity through respondentCORBSA BSA-AML-15 · BSA BSA-AML-17
Private banking and high net worthPrivate banking: transfers above stated source of wealthWDM WIN SECBSA BSA-AML-15 · BSA BSA-AML-18
Money services business customersMSB customer: cash volume above registered profileCSH WDM REMBSA BSA-AML-15
High-risk customer segmentHigh-risk customers: lower thresholds on all outgoing paymentsCSH ACH WDM WINBSA BSA-AML-15 · BSA BSA-CDD-4
Charities and non-profitsCharity accounts sending funds to conflict regionsACH WINBSA BSA-AML-15