AML Scenario Gap Finder
Typology group

Sanctions screening and interdiction

Name, ownership, geographic and sectoral screening of parties and payments. The one group where timing matters as much as coverage, because a payment should be stopped before it leaves.

The typologies

4
Typology and a scenario that places thereChannelsBSA
Sanctions name screeningSanctions name screening on outgoing wires (daily batch)ACH WDM WIN RTP P2P REM FXC CORBSA BSA-AML-14
Sanctioned ownership and controlSanctioned ownership: customers 50 percent owned by blocked personsWIN COR TRDBSA BSA-AML-07
Comprehensively sanctioned geographiesEmbargoed country: logins and payments from sanctioned regionsWIN ONL REM CORBSA BSA-AML-14
Sectoral sanctionsSectoral sanctions: new debt or equity dealings with listed entitiesWIN COR SECBSA BSA-AML-14